Personal Liability

401(k) and Other Defined Contribution Plans


  • [to be added]

Human Resources (and Employment)

  • HR Director Liable for FMLA Decisions.  See Graziadio v. Culinary Institute (2nd Cir. 2016) holding that "a rational jury could find, under the totality of the circumstances, that Garrioch [employer's HR director] exercised sufficient control over Graziadio's employment to be subject to liability under the FMLA. We therefore vacate the district court's dismissal of FMLA claims against Garrioch."

Pension Plans

  • [to be added]

Stock Award Plans

  • [to be added]