Bankruptcy 

   ERISA

  29 USC 

   Tax

      83

    162(m)

    280G

    409A

  422, 423, 424

  1.83-1 et seq.

  1.162-27 

  1.280G

  1.409A-1 / -2 / -3

  1.422 to 1.424

Rev. Proc 92-64 re model rabbi trust. 

Rev. Proc. 92-65 re required content for deferred comp. plans.

409A-related IRS pubs

IRS - EPCRS (2018)

  Securities

>>> link above for SEC Releases 6188 and 6281

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  33 Act

  34 Act

•  Section 16

​___________________

Reg. S-K:

• Item 201(d) re shareholder-approved plans
  
• Item 402 re executive compensation disclosure
  

​ Rule 16b-3

 Rule 701 ​- private company offering exemption

SEC CD&Is re proxy statement disclosure of executive compensation.​

SEC 8-K FAQs (2004).

SEC 14A Rules - See Item 10 (plan proposals).

SEC Release 33-7645 - 1999 re Rule 701

See also:

• NYSE 303A.08 / FAQs (as revised 8/18/2016)
• Nasdaq Rule 5635-1 
  

POA Certification

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